-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZBw2ms1LcsA0QegHzNXlRqQSDioUCr+9Rn2/MvBLfG85sAPV1nPukeFk2lj+UF2 ttflKi5tGZ/VUBoXnHCYwQ== 0000912057-02-006088.txt : 20020414 0000912057-02-006088.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-006088 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALIPER TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001014672 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 330675808 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58047 FILM NUMBER: 02546754 BUSINESS ADDRESS: STREET 1: 605 FAIRCHILD DR STREET 2: STE 405 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6506230700 MAIL ADDRESS: STREET 1: 605 FAIRCHILD DRIVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOMBARD ODIER & CIE CENTRAL INDEX KEY: 0001106185 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11 RUE DE LA CORRATENE STREET 2: 1204 CITY: GENEVA BUSINESS PHONE: 01141227093535 MAIL ADDRESS: STREET 1: 11 RUE DE LA CORRATENE STREET 2: 1204 CITY: GENEVA STATE: V8 SC 13G/A 1 a2070731zsc13ga.htm SC 13G/A Prepared by MERRILL CORPORATION
    UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*
 
OMB APPROVAL
OMB Number: 3235-0145
Expires: October 31, 2002
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hours per response. . . 14.90


Caliper Technologies Corp.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

 

 

130876 10 5

 

 
   
(CUSIP Number)
   

December 31, 2001

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        / /      Rule 13d-1(b)

        / /      Rule 13d-1(c)

        /x/      Rule 13d-1(d)

        *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

        The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

        Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

        SEC 1745 (3-98)


CUSIP No.    130876 10 5

    Lombard Odier & Cie        

(1)   Names of Reporting Person
I.R.S. Identification Nos. of above person(s) (entities only).

 

 

 

 

 

 

 

(2)   Check the Appropriate Box if a Member        
    of a Group*        
(a)   / /        
(b)   / /        

 

 

 

 

 

 

 

(3)   Sec Use Only


(4)   Citizenship or Place of Organization

 

 

Switzerland

 

 

 

 

 

 

 

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With:   (5)   Sole Voting Power

 

 

 

 

 

 

895,234
       
        (6)   Shared Voting Power

 

 

 

 

 

 

0
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

895,234
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

168,467

 

 

 

 

 

 

 

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

1,063,701

 

 

 

 

(10)   Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

4.4

 

 

 

 

(12)   Type of Reporting Person*

 

 

PN

 

 

 

 

*SEE INSTRUCTION BEFORE FILLING OUT!


ITEM 1.

(a)   Name of Issuer

 

 

Caliper Technologies Corp.
   
(b)   Address of Issuer's Principal Executive Offices

 

 

605 Fairchild Drive
Mountain View, CA 94043
   

ITEM 2.

(a)   Name of Person Filing

 

 

Lombard Odier & Cie
   
(b)   Address of Principal Business Office or, if none, Residence

 

 

11 rue de la Corraterie, 1204 Geneva, Switzerland
   
(c)   Citizenship

 

 

Switzerland
   
(d)   Title of Class of Securities

 

 

Common Stock
   
(e)   CUSIP Number

 

 

130876 10 5
   
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 

Not applicable.

ITEM 4. OWNERSHIP

        Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)   Amount beneficially owned:

 

 

 

 

1,063,701
       
(b)   Percent of class:

 

 

 

 

 
        4.4%
       
(c)   Number of shares as to which the person has:
         
    (i)   Sole power to vote or to direct the vote:

 

 

 

 

895,234
       
    (ii)   Shared power to vote or to direct the vote

 

 

 

 

 
        0
       
    (iii)   Sole power to dispose or to direct the disposition of

 

 

 

 

895,234
       
    (iv)   Shared power to dispose or to direct the disposition of

 

 

 

 

168,467
       

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

        If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.    /x/

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

        Of the shares held in the name of Lombard Odier & Cie, 895,234 shares are held for the benefit of the Lombard Odier Immunology Fund which is managed by Lombard Odier Fund Managers S.A. and 168,467 shares are held for the benefit of private or institutional clients. With respect to the shares held for the benefit of private or institutional clients, such clients have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities and retain sole voting power with respect to such shares.

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

        Not Applicable.


ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

         Not Applicable.


ITEM 9. NOTICE OF DISSOLUTION OF GROUP

         Not Applicable.


ITEM 10. CERTIFICATION

         Not Applicable.


        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 13, 2002
Date
  February 13, 2002
Date

/s/ Alexandre Meyer

Signature

 

/s/ Tania Plage

Signature

Alexandre Meyer

 

Tania Plage
Vice President
Name/Title
  Assistant Vice President
Name/Title


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